Executive Services

Executive Services- Specific To The Corporate World


Corporate executives and managers often experience complex equity execution needs. Working closely with the Raymond James Corporate & Executive Services Group, we offer exclusive equity trading intelligence, professional advice and representation in the market, as well as wealth preservation and financial planning services.

Services include:

Executive Execution Services
  • 10b5-1 Sales Plan Design and Execution
  • Rule 144 Sales
  • Cashless Stock Option Exercise and Sale
  • Restricted Stock Sales
  • Affiliate Equity Shelf Programs for Selling Large Blocks of Stock
Corporate Execution Services
  • At-The-Market Offerings
  • Open Market Share Repurchase Programs
  • Agency Retail Block Placements
  • Principal Block Bids
  • Equity Compensation Plan Solutions: Software and Execution Platform
  • Fixed Income Investments
  • Private Equity Distributions and Block Placements
  • Strategic Accumulations of Public Target Company's Equity

Corporate Executives

Specialized guidance for executive compensation

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Our Wealth Planning Process

The steps we take to customize your plan

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